INVESTMENT ADVICE RULE : ADVICE RULE
INVESTMENT ADVICE RULE : EXAMPLES OF DIRECT INVESTMENT : WE BUY HOUSES FOR CASH INVESTMENT GROUP LLC
Investment Advice Rule
- If you advise investment companies or their clients, you must not provide information or data that are proprietary to Johns Hopkins or its research sponsors. You also should be aware of applicable Securities and Exchange Commission (SEC) rules on insider trading.
- Only people qualified to do so can give investment advice. FSA sets minimum competence standards for IFAs who should have the minimum of the Financial Planning Certificate (FPC).
- A code of practice and discipline for a religious order or community
- One of a set of explicit or understood regulations or principles governing conduct within a particular activity or sphere
- govern: exercise authority over; as of nations; "Who is governing the country now?"
- A law or principle that operates within a particular sphere of knowledge, describing or prescribing what is possible or allowable
- a principle or condition that customarily governs behavior; "it was his rule to take a walk before breakfast"; "short haircuts were the regulation"
- convention: something regarded as a normative example; "the convention of not naming the main character"; "violence is the rule not the exception"; "his formula for impressing visitors"
Jeff's Dog T'Choupi Official Detroit Petanque Club Mascot
While Joe's dog Marley may rule the piste up in Royal Oak, it's
different down in Detroit. T'Choupi, the newest addition to the club,
will be keeping things in order. One of his best tricks includes biting
any pay who challenges the measurement of Jeff's boule.
NOTICE TO PERSONS SUBJECT TO UNITED STATES TAXATION:
DISCLOSURE UNDER TREASURY CIRCULAR 230: The United States Federal tax advice, if any, contained in this document and its attachments may not be used or referred to in the promoting, marketing or recommending of any entity, investment plan or arrangement, nor is such advice intended or written to be used, and may not be used, by a taxpayer for the purpose of avoiding Federal tax penalties.
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